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GAO Report: Mutual Funds -- Potential Benefits, Oversight Challenges of SEC's Revised Examination Approach
U.S. Government Accountability Office [GAO] 
Sept. 20, 2005
57 pages. "This report assesses [1] changes SEC has made to, or is planning for, its mutual fund exam program; [2] key aspects of SEC's quality control framework for routine fund exams; and [3] the adequacy of SEC's oversight of NASD and the New York Stock Exchange in protecting shareholders from mutual fund sales abuses." [GAO-05-415, published Aug. 17, 2005, released Sept. 19, 2005]
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