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Text of DOL/SEC Guidance on Potential Conflicts of Interest by Pension Consultants (PDF)
Employee Benefits Security Administration [EBSA] and Internal Revenue Service [IRS]
June 1, 2005
4 pages. Excerpt: To encourage the disclosure and review of more and better information about potential conflicts of interest, the Department of Labor and the SEC have developed the following set of questions to assist plan fiduciaries in evaluating the objectivity of the recommendations provided, or to be provided, by a pension consultant.
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