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DOL Finalizes Exemption For Plans Engaging in Securities Cross-Trades
Employee Benefits Security Administration [EBSA], U.S. Department of Labor [DOL] 
Feb. 11, 2002
Excerpt: The U.S. Department of Labor today issued a final class exemption allowing investment management firms to cross-trade securities of employee benefit plan clients with other accounts managed by the firms. The final exemption would apply only to passive cross-trading among index and model-driven funds under the control of the same investment manager where such funds hold plan assets subject to ERISA.
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