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Benefits in the News > By Subject >

Fiduciary duties of trustees, directors, others


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DOL Files Lawsuit Against Company for Alleged 401(k) Fraud Scheme
[Guidance Overview] Preparing for the Perfect Storm: 401(k) Fee Disclosures (PDF)
[Guidance Overview] The ERISA Decision of the Year?
[Guidance Overview] Participants' Access to Quality Investment Advice May Continue to Be Limited under DOL's Final Investment Advice Regulations (PDF)
EBSA Semiannual Regulatory Agenda Addresses Fiduciary Rules, Fee Disclosure, Target Date Rules
[Guidance Overview] Final DOL 408(b)(2) Disclosure Regulation
[Guidance Overview] DOL Issues Final ERISA 408(b)(2) Regulations and Delays Effective Date (PDF)
Some 401(k) Breathing Room the Deadline Is Extended on DOL Regs Covering Employee Fee Disclosures.
Pension Plan Sponsors View Controlling Funded Status Volatility As the Top Priority for Their Organizations
CFTC's business conduct rules do not conflict with ERISA's fiduciary regulations, says Borzi
[Guidance Overview] Plan Fiduciaries Should 'Welcome' Final Regulations Regarding Service Provider Disclosures
[Guidance Overview] Investment Disclosures to ERISA Participants Deemed to Satisfy NASD Requirements
[Guidance Overview] Compliance Deadlines Loom for Fee and Other Disclosures
[Guidance Overview] Deadline Finally Set for New 408(b)(2) Fee Disclosure Rule Compliance
CFTC's Business Conduct Rules Do Not Conflict with ERISA's Fiduciary Regs, Says Borzi
ERISA Investment Disclosures to Participants Will Satisfy NASD Rules
[Guidance Overview] EBSA's Long-Anticipated Final Rules on Retirement Plan Fee Disclosure
[Guidance Overview] DOL Issues Final, Final Service Provider Fee Regulations
Another 12 Basic Retirement Plan Concepts that Every Financial Advisor Should Understand
[Guidance Overview] Paying Employee Benefit Plan Expenses (PDF)
[Guidance Overview] Paying Employee Benefit Plan Expenses Chart (PDF)
[Guidance Overview] Fiduciary-Level 401(k) Fee Disclosure Deadlines Extended Three Months; Indirectly Extends Participant-Level Fee Disclosure Deadlines
[Guidance Overview] EBSA Issues Final Regulations on Required Fee Disclosure to Plan Fiduciaries (PDF)
[Guidance Overview] 408(b)(2) Disclosure Regulations Delayed to July 1, 2012
Are Custom Target Date Funds Right for Your Plan? (PDF)
[Guidance Overview] DOL's Final Fiduciary Disclosure Regulations and Extension of Effective Date
[Guidance Overview] Deadline for New 401(k) Plan Disclosures Postponed to August 30 (PDF)
The ROI of a 408(b)(2) Audit (PDF)
Industry Players Mostly Pleased with Final Rule on 408(b)(2)
[Guidance Overview] Final Service Provider Fee Disclosure Regulation: The 408(b)(2) Regulation (PDF)
[Guidance Overview] DOL and IRS Retirement Security Measures, Including Final Fiduciary-Level Fee Disclosure Regs and Proposed Guidance on Lifetime Income
Managing Volatility in Defined Benefit Plans
[Guidance Overview] Final Fee Disclosure Regs Contain Important Relief for 403(b) Plans
Multiple Employer Plans Offer Retirement Security Advantages
Deloitte's 2011 401(k) Benchmarking Survey (PDF)
[Opinion] A Closer Look at the Braden v. Wal-Mart Case: How Not to Run a 401(k) Plan
[Guidance Overview] DOL Finalizes, Delays 401(k) Fee Disclosure Rules
[Guidance Overview] Final ERISA Section 408(b)(2) Regulations Include Significant Differences from Interim Rules
Treasury Eases Rules on Annuities in Retirement Plans
Who's on The Hook for Decisions Made in Your 401(k)?
[Official Guidance] Text of Final 408(b)(2) Regs on Fee Disclosures to Plan Fiduciaries by Covered Service Providers (PDF)
[Guidance Overview] Second DOL 'Fact Sheet'; Description of Major Changes to Final Fee Disclosure Rule
[Official Guidance] DOL 'Fact Sheet' on Final Regs on Service Provider Disclosures Under ERISA Section 408(b)(2)
[Guidance Overview] DOL Publishes Final 408(b)(2) Fee Disclosure Regs; Treasury Publishes Regs on 'Lifetime Income' Options
Interview With Prof. Ron Rhoades on Revenue Sharing
403(b) Model Disclosure Form (Jan. 2012)
Kodak Employee Sues Company Directors Over Stock
Guide to the 404a5 Opportunity for Retirement Advisors, Part I: Counseling Plan Participants
Record High Pension Assets Hit By Rising Liabilities
[Guidance Overview] What Is a Fiduciary (and Why Should We Care)?
Is Your Retirement Plan Due for an RFP In 2012?
[Guidance Overview] Final 'Business Conduct Rules' for Swap Dealers Include Safe Harbor for ERISA Plans
401(k) Plans Step into the Sunshine with New DOL Rules Requiring Fee Disclosures
A Retirement Plan Sponsor's Guide to Choosing a Third Party Administration Firm
[Guidance Overview] Practitioners' Forum Discussion: Loomis v. Exelon Corp.
[Guidance Overview] Effective Date of DOL's Fee Disclosure Regulations Near: Plan Sponsors Should Not Procrastinate
[Opinion] Comments to DOL on Disclosure of Compensation Arrangements to Plan Fiduciaries by Broker-Dealers (PDF)
Low-Cost Entries Shake Up Small Retirement Plan Market
[Guidance Overview] Court Finds No Proof of Benefits Interference by Duke Energy
ERISA Claim Based on Wal-Mart Gender Discrimination Dismissed

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