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Full Version: Notice and Consent requirements with respect to vested benefit under $
BenefitsLink Message Boards > Continuing Professional Education > ASPPA C2 (DC) - Admin Issues of DC Plans
DSD
The notice and consent typically do not appy if a participant's vested balance in under $5,000. However Treas. Reg 1.411(a)-11©(3) and 1.417(e)-a(B)(2)(i) specifies that if a participant took a partial distribution when the vested balance was over $5,000 his vested benefit is deemed to exceed %5,000 for all future distributions to determine whether the notice and consent requirements apply.

I've recently seen regulations that propose to eliminate this 'lookback' process. Have these regs been passed?
hockeyamy
yes it was in the final regulations with a lookback to like march
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