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Full Version: 412(i) Plan and IRS Global Settlement Initiative and Penalty under Code Section 6707A
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EMM118
Hello:

A client filed an IRS Form 13750, Election to Participate in Announcement 2005-80 Settlement Iniative with respect to a 412(i) Plan. The Closing Agreeement recently received states that "[t]his Agreement provides no relief from any other penalty that may apply, including penalties under Code Section 6707A."

While I understand that the IRS has no authority in choosing not to assess this penalty, I realize from IRS Notice 2005-11 that the penalty can be rescinded after it is imposed. I was wondering if the IRS has sought to impose this penalty in other situations. I know that in the cae of certain non-management ESOPs, the IRS has chosen not to assess the listed transaction penalties under Code Section 6707A.

Please remember that this situation deals with a Closing Agreement under the Global Settlement Initiative and not from an audit of the 412(i) Plan.

Thanks in andance for your consideration. Ed
barbiemoore
IRS has no authority in choosing not to assess this penalty,

regards,
barbie


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