Full Version: Form 11-K Requirements
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Reporting company's 401(k) plan held publicly traded common stock until recent (April '06) de-registration under Section 12 of '34 Act, at which time stock investments were converted to cash. Now that company is private, is there an obligation to file a Form 11-K for the plan for 2006?
Boy - specific technical question. I would go to the securities counsel that assisted with the deregistration to get an answer to that one, rather that trusting in the always valuable, but voluntary message board.
pcohen:
When you say "for 2006," do you mean the one that is filed in 2006 or the one that relates to the 2006 plan year?
When you say "for 2006," do you mean the one that is filed in 2006 or the one that relates to the 2006 plan year?
QUOTE (Kirk Maldonado @ Jun 6 2006, 10:10 PM) 
pcohen:
When you say "for 2006," do you mean the one that is filed in 2006 or the one that relates to the 2006 plan year?
When you say "for 2006," do you mean the one that is filed in 2006 or the one that relates to the 2006 plan year?
Either. FYI, I spoke with counsel at the SEC two weeks ago and laid the question to rest. No post-deregistration filings are required.
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