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BenefitsLink Message Boards > Employee Benefits in General > Form 5500
lgolden
Hi,
It's been a long time since I've worked on a NON-participant directed plan so bear with me. This is regarding the Schedule I question that asks if the plan held more than 20% of its assets in a single security.

I couldn't find any guidance in the Form 5500 instructions.

Would a mutual fund be considered a single security? Also, do you look at the beginning of year total plan value to determine the 20% figure. My recollections says yes to both but I just wanted to confirm what others are doing.

Many thanks!
Archimage
Yes to both of your questions.
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