hank
Jun 25 2002, 09:13 AM
When is this filing required, and when is it due if required?
Kirk Maldonado
Jun 25 2002, 02:12 PM
You can get the form and the instructions off the SEC's website.
Katherine
Jun 26 2002, 07:53 AM
You can also read Kirk's BNA portfolio (#362) to get some general information on the rules.
The answer to whether a filing is required depends on the type of plan, whether there are employee contributions, the amount of money in the plan, the number of participants, etc.
I believe that if an 11-K is required, it is due 180 days after the end of the plan year.
You should also check the S-8 rules, etc.
Katherine
Jun 26 2002, 08:04 AM
P.S. I always advise the client to check their SEC attorney on whether an SEC filing is required.