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  1. Particpant Direction not followed (0 replies)
  2. Separate Account for Owner Only (19 replies)
  3. Term Insurance in 401(k) Plan? (14 replies)
  4. Can redemption fees be reimbursed by plan sponsor (3 replies)
  5. Self Administered 401K Plans (9 replies)
  6. Will anyone use the new exemption? (3 replies)
  7. More liability for removing than "freezing" a poor-performing fund? (3 replies)
  8. over mortgaged property 1 man plan (1 reply)
  9. Can he take Real Estate as an In-Kind Distribution (1 reply)
  10. Nonqualifying Assets in 401(k) (5 replies)
  11. Real estate in 2 plans (1 reply)
  12. Plan invests in entity owner also invested in (1 reply)
  13. Prohibited Transaction Exemption (4 replies)
  14. Financial Advisor conflict ? (9 replies)
  15. Owner Only Plan wants to by Life Insurance from Spouse (0 replies)
  16. Owner-only PS Plan (4 replies)
  17. Fully Benefit-responsive Contracts (0 replies)
  18. Moody's warns on money market mutual funds (5 replies)
  19. Prohibited Transaction? (10 replies)
  20. May a plan restrict the brokerage window to those who hold the CFA designation? (4 replies)
  21. Tullis v UMB Bank (3 replies)
  22. Key Man life insurance in a DC plan; plan is owner and ER is beneficiary (3 replies)
  23. TPA/Broker combo (2 replies)
  24. Wells Fargo Advisors - limited scope audit? (0 replies)
  25. Self directed IRA LLC (7 replies)
  26. is this a prohibited transaction (3 replies)
  27. Real Estate Taxes (6 replies)
  28. another S-Corp potential txn (1 reply)
  29. S Corporation (6 replies)
  30. Permissable Investments in 401K/Profit Sharing Plan (5 replies)
  31. Has anyone seen an ERISA 408(g) compliance audit? (6 replies)
  32. New Disclosure Requirements (1 reply)
  33. Does the 404(c) rule require anything that the new 404(a) rule doesn't require? (0 replies)
  34. Trade Authorization (2 replies)
  35. Closely Held corp in a balanced forward PS (0 replies)
  36. Prohibited Transaction? (3 replies)
  37. Plan Investment in entity causing entity's underlying assets to become plan assets (0 replies)
  38. Investment in a restaurant (2 replies)
  39. Life policy in a terminating plan (11 replies)
  40. 404(c) Plan (1 reply)
  41. Trying to get rid of LLC in plan (7 replies)
  42. Loans to sponsor (1 reply)
  43. Hedge Fund - Qualifying? (0 replies)
  44. Would the Voluntary Fiduciary Correction Program apply here? (3 replies)
  45. plan investments (3 replies)
  46. Bank Plans/ Fees/ Fiduciary Question (9 replies)
  47. Purchasing employer securities from a 401k plan (1 reply)
  48. Hedge Fund Offer Own Investments in its Employer-Sponsored Plan? (2 replies)
  49. Heads or tails? (4 replies)
  50. DOL Proposed Regulation (1 reply)
  51. Investment in Real Estate (2 replies)
  52. I know this is a bad idea - need help explaining why (4 replies)
  53. Investment Loss Notice (1 reply)
  54. Prohibited Transaction? (1 reply)
  55. "Found" Assets (1 reply)
  56. Listing of QDIAs? (1 reply)
  57. Mix and Match Personal Funds and Plan Benefits in an investment (10 replies)
  58. Investment instructions for plan assets were not followed for 10 years (2 replies)
  59. Self-directed investment option (wide open) (2 replies)
  60. Life Insurance Benficiary (16 replies)
  61. ERISA 404(b) "indicia of ownership" (16 replies)
  62. Settlement proceeds (1 reply)
  63. Change in Investment Options (0 replies)
  64. Universal Life Insurance in a Profit Sharing Plan (12 replies)
  65. ERISA 404c Defense (5 replies)
  66. Broker-dealer that sponsors 401k plan serving as their own broker (3 replies)
  67. Using plan assets to purchase business (3 replies)
  68. Definition of "assests under management" for QPAM Exemption (0 replies)
  69. Life insurance as qualified plan investment (20 replies)
  70. May a 401(k) plan refuse paper investment directions? (10 replies)
  71. Investment errors (9 replies)
  72. Quailfying Employer Real Property (0 replies)
  73. Limit on Self-Directed Brokerage? (1 reply)
  74. term life insurance in DC plan (2 replies)
  75. Potential Party In Interest (1 reply)
  76. Gold Coins (4 replies)
  77. Simple ERISA 404(b) Question (3 replies)
  78. broker fraud (5 replies)
  79. Self-Directed Brokerage Accounts (2 replies)
  80. Open Brokerage and 404(c) (9 replies)
  81. Savings & Loan with self investing? (0 replies)
  82. Foreign Tax Withholding (5 replies)
  83. Madoff investment as a prohibited transaction? (3 replies)
  84. Earnings on Forfeitures (4 replies)
  85. Discriminatory? (3 replies)
  86. Distribution and stock market issue (4 replies)
  87. Model investment management agreement checklist? (0 replies)
  88. Taking 'stock' of the last year (0 replies)
  89. Money Market and Recordkeepers (0 replies)
  90. Prefunded Money Purchase Contribution (13 replies)
  91. Self Directed brokerage (1 reply)
  92. Rental real estate in plan (1 reply)
  93. owner wants to buy company stock using rollover money (2 replies)
  94. Participant's son as broker (6 replies)
  95. Possible bankruptcy of provider? (6 replies)
  96. non-owner participant wants to purchase real estate (9 replies)
  97. Audits for Investment Advisers under PPA (1 reply)
  98. Real Estate LLC and Regulated Financial Institution (5 replies)
  99. Sponsor Lease from Partially Plan-Owned LLC (1 reply)
  100. Personal Guaranty Creates Prohibited Transaction? (0 replies)
  101. Short Selling in IRA / Profit Sharing Plan (0 replies)
  102. ALL Index Funds in a 401(k)? (6 replies)
  103. Annuities (1 reply)
  104. plan purchasing real estate (19 replies)
  105. QPAM (1 reply)
  106. Investment Expense Ratios (0 replies)
  107. Proposed Fee Disclosure Regulations (3 replies)
  108. reverse mortgage (1 reply)
  109. Foreign investments (5 replies)
  110. Replacing a Insurance policy with a new policy (11 replies)
  111. The sale of Real Estate from a Profit Sharing Plan (3 replies)
  112. Plan fees charged to participants (2 replies)
  113. Delayed Receipt in Trading (1 reply)
  114. Invest in Business (2 replies)
  115. QDIA - Fund Merger or Liquidation (0 replies)
  116. QDIA: when do you deliver prospectus (8 replies)
  117. In LaRue: Supreme Court Upholds Participant's Damages Claim (38 replies)
  118. Problem with insurance premium (5 replies)
  119. QDIA Notices (2 replies)
  120. QDIA and Target Date Funds (1 reply)
  121. QDIA Final Regs. (8 replies)
  122. proprietary funds and 406(b) (1 reply)
  123. Trustee & owner places assets with its customer (3 replies)
  124. An investment is available only to people with high net worth (9 replies)
  125. Internal Investment Advisor (0 replies)
  126. QDIA (1 reply)
  127. ERISA 101(m) Diversification Noitce (0 replies)
  128. Market Value Equalizer Payments (6 replies)
  129. Investment Advice -- PPA or pre-PPA rules? (0 replies)
  130. Investment advisor question (re: erisa bond) (5 replies)
  131. 404(c) Fee Disclosure (0 replies)
  132. what responsibility does a 457 plan sponsor have in regards to investments (1 reply)
  133. Avoiding PS 58 Costs? (3 replies)
  134. Finance your new Business through a 401(k) (11 replies)
  135. Participant Receiving Commissions (3 replies)
  136. Education or Advice (5 replies)
  137. participants investing in company projects (4 replies)
  138. 404(c)(5) QDIA Regs (0 replies)
  139. Investment Firm Provides Opinion on 401(k) Fee Disclosure (6 replies)
  140. Collective Investment Trust Investments (2 replies)
  141. Can Participants Use IDA to Purchase Company Headquarters? (6 replies)
  142. Handling distribution checks - bonding or fiduciary issues? (4 replies)
  143. Guaranteed Annuity Contracts (0 replies)
  144. Investment Manager under ERISA 3(38) (0 replies)
  145. 404(c) and investment alternatives (2 replies)
  146. Dividends on Matching Employer Securities Contributions (0 replies)
  147. Violation in submitting trade requests to Bank? (1 reply)
  148. Voting stock in retirement plan? (1 reply)
  149. Bond? (3 replies)
  150. PTE for director who would provide investment services? (1 reply)
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