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  1. Pooled Separate Accounts and ERISA (4 replies)
  2. Bankrupt Fund in the Plan (0 replies)
  3. Fiduciary and prohibited transaction (1 reply)
  4. Fee-based advisors (12 replies)
  5. Self-Direction Discrimination? (5 replies)
  6. Fiduciary indemnification (2 replies)
  7. Providing a prospectus as required under 404(c) (1 reply)
  8. Investment in Real Estate (2 replies)
  9. Not a Party-In-Interest? (1 reply)
  10. Prohibited Transaction? (1 reply)
  11. PS plan investment (7 replies)
  12. Buying on Margin (0 replies)
  13. Investments Allowed (4 replies)
  14. Commingled Trust vs. Collective Investment Fund (0 replies)
  15. Discriminatory investment condition (1 reply)
  16. Real Estate in a DB Plan (3 replies)
  17. upcoming guidance from DOL re: fees? (0 replies)
  18. Self-Dealing and/or Exclusive Benefit Question (11 replies)
  19. Private Placement Investments (0 replies)
  20. Real Estate Valuation (5 replies)
  21. Officer makes an improper investment of his self directed account (7 replies)
  22. Financial advisor who wants to do good (11 replies)
  23. Blue Sky Law (2 replies)
  24. Employer Securities (0 replies)
  25. Investment in insurance on spouse (0 replies)
  26. Silver Boullions in Earmarked 401(k) Acct? (1 reply)
  27. Company hires outside investment advisor. (0 replies)
  28. Does your custodian provide fraud protection? (0 replies)
  29. 404(c) compliance (5 replies)
  30. Financial Advisor = Fiduciary? (24 replies)
  31. Okay For Sponsor to Invest Plan Assets in Fund it Manages? (1 reply)
  32. Allowable Investment? (22 replies)
  33. Revenue Sharing (4 replies)
  34. Trasnferring assets (0 replies)
  35. Limited Partnership Setting Up Retirement Plan (0 replies)
  36. unrestricted investment options (4 replies)
  37. How much of the plan can be "debt"? (6 replies)
  38. Real Estate under LLC as Investment in 401(k)/PSP (4 replies)
  39. Potential commissions if real estate in a plan is sold (5 replies)
  40. A Question about Life Insurance in a Qualified Plan (0 replies)
  41. location of assets (8 replies)
  42. How about this one...is it prohibited?Soft-dollars in collective funds where <25% of investors are retirement plan assets (2 replies)
  43. Is this a prohibited transaction? (2 replies)
  44. Prohibited Tx Question (2 replies)
  45. Fiduciary with insider information (7 replies)
  46. OFFSHORE INVESTMENTS (1 reply)
  47. Investment Standards (0 replies)
  48. Are Separately Managed Accounts allowed? (0 replies)
  49. Directed Brokerage - Liability of trustee? (0 replies)
  50. Private Securities as a Plan Asset (1 reply)
  51. Margin Investments (37 replies)
  52. Investment Advice v Education (12 replies)
  53. Asset Fee charges and Fiduciary Liability (0 replies)
  54. Prohibited Transaction (1 reply)
  55. Need Copy of Compliance Manual and Policy and Procedure Manual (1 reply)
  56. Invest in the TPA? (3 replies)
  57. Participant litigation v trustees regarding investments? (4 replies)
  58. Purchasing a LLC interest. (3 replies)
  59. Required disclosures when employer provides investment return information? (2 replies)
  60. Variable Annuity Disguised as 401(k)-Please Help (11 replies)
  61. Investment Advice & Guidance for Plan Participants (1 reply)
  62. Participant Directed? (9 replies)
  63. Offloading Worthless RELP? (5 replies)
  64. Electronic Mutual Fund Prospectuses (4 replies)
  65. Are "calls" permissible plan investments? (2 replies)
  66. Bonding Requirements (2 replies)
  67. ERSOP - does this work? (1 reply)
  68. Forgotten/unknown plan assets and how to handle them. (3 replies)
  69. Prepare for a 4:00 PM hard close (0 replies)
  70. real estate investment (2 replies)
  71. Could a bank's collective trust fund hold individual group annuity contracts for multiple employers? (0 replies)
  72. Is it proper for an investment adviser to a multiemployer pension fund to collect an annual fee from the fund while receiving commissions on sales to the fund? (3 replies)
  73. Nonqualifying asset bond (0 replies)
  74. Real Estate in DB Plan (10 replies)
  75. 404(c) (1 reply)
  76. defined benefit plans and real estate (1 reply)
  77. Insurance in profit sharing plan (1 reply)
  78. Plan & ER own same Realty in PSP (8 replies)
  79. 404(c) (8 replies)
  80. Enhanced Appreciation Securities (1 reply)
  81. Drawdown of Initial Contribution (0 replies)
  82. VCOCs (0 replies)
  83. LOAN PAYMENTS (1 reply)
  84. Investment Advice (1 reply)
  85. Fees (4 replies)
  86. Confidentiality Procedures (0 replies)
  87. Investment Policy Statement (2 replies)
  88. Diversification question for participant directed DC plan (19 replies)
  89. Trailing vs Rolling (1 reply)
  90. Eligible Investment In Sdb Accounts? Options (2 replies)
  91. Participant Directing Plan to Purchase Annuity (0 replies)
  92. Limited Partnership Accounting (0 replies)
  93. Insurance (3 replies)
  94. Use of financial advisors to manage investments under a self-directed (2 replies)
  95. Rental Property in Retirement Plan with Segregated Accounts?? (3 replies)
  96. Qerp (1 reply)
  97. Loans as Pooled Investments (2 replies)
  98. Forcing a Participant to sell investments. (39 replies)
  99. Unrelated business taxable income (3 replies)
  100. prohibited transaction exemption?? (0 replies)
  101. Fiduciary Consequences of Paying Withdrawal or Exit Fees (4 replies)
  102. Establishing a business as a trustee (1 reply)
  103. Purchase of plan assets (1 reply)
  104. Duty to monitor investment alternatives (7 replies)
  105. Company Stock as Plan Investment (2 replies)
  106. Real estate in MPPP (6 replies)
  107. Reporting rates of return to plan participants (0 replies)
  108. Fiduciary Liability Master Class (0 replies)
  109. group annuity products and schedule of assets held for investment (0 replies)
  110. Can a target benefit plan be participant-directed? (1 reply)
  111. Prohibited Transaction if Self-Directed Investment??? (0 replies)
  112. The Florida Retirement System's Investment Plan (1 reply)
  113. Employer Stock in Profit Sharing Plan (2 replies)
  114. Self-directed brokerage accounts (3 replies)
  115. Plan Investments (2 replies)
  116. Profit Sharing Plan - Domestic vs. Foreign Trust (1 reply)
  117. Investment and Administrative Services Agreement for UK Plan (1 reply)
  118. Partnership profit sharing plan: Do partners & employees have to (8 replies)
  119. Investment Education (0 replies)
  120. Prohibited transaction to hire a financial advice provider that is par (0 replies)
  121. Self directed brokerage fund, trust reporting requirements. (0 replies)
  122. Assigning Responsibility for Investment Error (a poll; please provide (0 replies)
  123. 100% of Plan Assets in Annuity Contract (1 reply)
  124. IRA Trustee for non-marketable assets (2 replies)
  125. Nationwide litigation (0 replies)
  126. Party-in-interest (6 replies)
  127. Employer Property as Investment in DC Plan (1 reply)
  128. Plan investments (2 replies)
  129. Enrollers handing out investment related information (1 reply)
  130. Leaseback Restrictions in 514(c)(9) (0 replies)
  131. Advice to Fund - option in plan? (3 replies)
  132. Employee Match Investment Plan (4 replies)
  133. If you're a broker, what happens to commissions in your account? (1 reply)
  134. investment committee (1 reply)
  135. Derivatives (0 replies)
  136. Administrator vs. Named Fiduciary under ERISA (2 replies)
  137. Use of proprietary mutual funds by financial institutions and mutual f (1 reply)
  138. prohibited transaction interested party definitions with regard to the (1 reply)
  139. Tracking stock in employee benefit plans (0 replies)
  140. Son as Fiduciary of Dad's IRA: Prohibited Transaction? (1 reply)
  141. Loans - Individual or General Investment (0 replies)
  142. What is the proper Code Section indicating the PS/MP contributions mus (2 replies)
  143. Harris Trust court case - what is it, what does it say? (1 reply)
  144. Prohibited transaction for a plan to purchase property from a trust fo (2 replies)
  145. Viator policies in profit sharing plans (12 replies)
  146. Can a participant direct investments into undeveloped real estate? (4 replies)
  147. Allocation of settlement payments in class-action securites litigation (1 reply)
  148. Contribute stock? (1 reply)
  149. Does broker dealer subsidiary holding the assets of a non-profit pare (1 reply)
  150. PT for accounting firm to invest its plans assets through wholly-owned (3 replies)
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